Chartered Wealth Manager

CISI Application Form for Chartered Wealth Manager

Personal Details

Question Title

CISI Membership number (Required.)

Question Title

CISI Candidate number (Required.)

Question Title

Title (Required.)

Question Title

First name(s) (Required.)

Question Title

Middle name(s) (not mandatory)

Question Title

Surname (Required.)

Question Title

Date of birth (Required.)

Please select a date

Date

Chartered Wealth Manager

Question Title

If you have met the following criteria you can obtain Chartered Wealth Manager. You must: (Select all that apply) (Required.)

have the CISI Chartered Wealth Manager Qualification (formerly known as the CISI Masters in Wealth Management); or

hold the CERTIFIED FINANCIAL PLANNER™ certification (CFP™) in the UK;

be a Chartered Fellow or Chartered Member of the CISI

have a pass in the CISI IntegrityMatters;

have met the 35 hour CPD requirement on the CISI CPD Scheme or CISI Firm Accredited Scheme.

Disciplinary History

Question Title

I have been convicted of a criminal offence. Please note that you do not need to disclose convictions that are spent under the Rehabilitation of Offenders Act 1974, or protected convictions that are filtered from a standard or enhanced Disclosure and Barring Service (DBS) check. (Required.)

Yes

Question Title

I have entered an Individual Voluntary Agreement (IVA) or equivalent agreement with my creditors or have been adjudged bankrupt or insolvent or compounded with my creditors (Required.)

Yes

Question Title

I have been subject to disciplinary proceedings by the FCA, other regulator or any professional body (Required.)

Yes

Question Title

I have been subject to a disciplinary investigation by my firm that has led to disciplinary action being taken against me (Required.)

Yes

Question Title

Please provide details if you have responded Yes to any of the above.

Declaration

As a member of the Chartered Institute for Securities & Investment I agree to abide by the Royal Charter, Bye-laws, Regulations, and to uphold its high standards as published in its Professional Code (all available from website). Any breach of the Regulations may give rise to disciplinary procedures and termination of my membership
I am aware that CPD is mandatory for CISI members and agree to undertake CPD on an annual basis meeting the CISI CPD requirements to maintain my membership. I understand non-compliance of the CISI CPD requirements can lead to my membership being suspended.
I agree to maintain competence through CPD by completing 35 hours CPD with a minimum of 21 hours being structured annually and 10% covering ethics annually.
I confirm that I am currently working within the Wealth Management sector.

Question Title

Declaration (Required.)

I confirm that I have read, understood and agreed to the terms and conditions above.

Payment

The fee is payable at the time of application - £35

Question Title

Application Fee (Required.)

Payment by firm

Payment by card

*If you have selected via email you will receive a payment link from customersupport@cisi.org to complete

Chartered Wealth Manager

Question Title

* CISI Membership number (Required.)

Question Title

* CISI Candidate number (Required.)

Question Title

* Title (Required.)

Question Title

* First name(s) (Required.)

Question Title

* Middle name(s) (not mandatory)

Question Title

* Surname (Required.)

Question Title

* Date of birth (Required.)

Question Title

* If you have met the following criteria you can obtain Chartered Wealth Manager. You must: (Select all that apply) (Required.)

Question Title

* I have been convicted of a criminal offence. Please note that you do not need to disclose convictions that are spent under the Rehabilitation of Offenders Act 1974, or protected convictions that are filtered from a standard or enhanced Disclosure and Barring Service (DBS) check. (Required.)

Question Title

* I have entered an Individual Voluntary Agreement (IVA) or equivalent agreement with my creditors or have been adjudged bankrupt or insolvent or compounded with my creditors (Required.)

Question Title

* I have been subject to disciplinary proceedings by the FCA, other regulator or any professional body (Required.)

Question Title

* I have been subject to a disciplinary investigation by my firm that has led to disciplinary action being taken against me (Required.)

Question Title

* Please provide details if you have responded Yes to any of the above.

Question Title

* Declaration (Required.)

Question Title

* Application Fee (Required.)

CISI Membership number (Required.)

CISI Candidate number (Required.)

Title (Required.)

First name(s) (Required.)

Middle name(s) (not mandatory)

Surname (Required.)

Date of birth (Required.)

If you have met the following criteria you can obtain Chartered Wealth Manager. You must: (Select all that apply) (Required.)

I have been convicted of a criminal offence. Please note that you do not need to disclose convictions that are spent under the Rehabilitation of Offenders Act 1974, or protected convictions that are filtered from a standard or enhanced Disclosure and Barring Service (DBS) check. (Required.)

I have entered an Individual Voluntary Agreement (IVA) or equivalent agreement with my creditors or have been adjudged bankrupt or insolvent or compounded with my creditors (Required.)

I have been subject to disciplinary proceedings by the FCA, other regulator or any professional body (Required.)

I have been subject to a disciplinary investigation by my firm that has led to disciplinary action being taken against me (Required.)

Please provide details if you have responded Yes to any of the above.

Declaration (Required.)

Application Fee (Required.)